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Yoga Sutras - III



Almost nothing is known about the sage who wrote the Yoga Sutras. The dating of his life has varied widely between the fourth century B.C.E. and the sixth century C.E., but the fourth century B.C.E. is the period noted for the appearance of aphoristic literature. Traditional Indian literature, especially the Padma Purana, includes brief references to Patanjali, indicating that he was born in Illavrita Varsha. Bharata Varsha is the ancient designation of Greater India as an integral part of Jambudvipa, the world as conceived in classical topography, but Illavrita Varsha is not one of its subdivisions. It is an exalted realm inhabited by the gods and enlightened beings who have transcended even the rarefied celestial regions encompassed by the sevenfold Jambudvipa. Patanjali is said to be the son of Angira and Sati, to have married Lolupa, whom he discovered in the hollow of a tree on the northern slope of Mount Sumeru, and to have reduced the degenerate denizens of Bhotabhandra to ashes with fire from his mouth. Such legendary details conceal more than they reveal and suggest that Patanjali was a great Rishi who descended to earth in order to share the fruits of his wisdom with those who were ready to receive it.

Some commentators identify the author of the Yoga Sutras with the Patanjali who wrote the Mahabhashya or Great Commentary on Panini's famous treatise on Sanskrit grammar sometime between the third and first centuries B.C.E. Although several scholars have contended that internal evidence contradicts such an identification, others have not found this reasoning conclusive. King Bhoja, who wrote a well-known commentary in the tenth century, was inclined to ascribe both works to a single author, perhaps partly as a reaction to others who placed Patanjali several centuries C.E. owing to his alleged implicit criticisms of late Buddhist doctrines. A more venerable tradition, however, rejects this identification altogether and holds that the author of the Yoga Sutras lived long before the commentator on Panini. In this view, oblique references to Buddhist doctrines are actually allusions to modes of thought found in some Upanishads.

In addition to our lack of definite knowledge about Patanjali's life, confusion arises from contrasting appraisals of the Yoga Sutras itself. There is a strong consensus that the Yoga Sutras represents a masterly compendium of various Yoga practices which can be traced back through the Upanishads to the Vedas. Many forms of Yoga existed by the time this treatise was written, and Patanjali came at the end of a long and ancient line of yogins. In accord with the free-thinking tradition of shramanas, forest recluses and wandering mendicants, the ultimate vindication of the Yoga system is to be found in the lifelong experiences of its ardent votaries and exemplars. The Yoga Sutras constitutes a practitioner's manual, and has long been cherished as the pristine expression of Raja Yoga. The basic texts of Raja Yoga are Patanjali's Yoga Sutras, the Yogabhashya of Vyasa and the Tattvavaisharadi of Vachaspati Mishra. Hatha Yoga was formulated by Gorakshanatha, who lived around 1200 C.E. The main texts of this school are the Goraksha Sutaka, the Nathayoga Pradipika of Yogindra of the flfteenth century, and the later Shivasamhita. Whereas Hatha Yoga stresses breath regulation and bodily discipline, Raja Yoga is essentially concerned with mind control, meditation and self-study.

The Yoga Sutras of Patanjali is universal in the manner of theBhagavad Gita, including a diversity of standpoints whilst fusing Sankhya metaphysics with bhakti or self-surrender. There is room for differences of emphasis, but every diligent user of Patanjali's aphorisms is enabled to refine aspirations, clarify thoughts, strengthen efforts, and sharpen focus on essentials in spiritual self-discipline. Accommodating a variety of exercises – mind control, visualization, breath, posture, moral training – Patanjali brings together the best in differing approaches, providing an integrated discipline marked by moderation, flexibility and balance, as well as degrees of depth in meditative absorption. The text eludes any simple classification within the vast resources of Indian sacred literature and a fortiori among the manifold scriptures of the world. Although it does not resist philosophical analysis in the way many mystical treatises do, it is primarily a practical aid to the quest for spiritual freedom, which transcends the concerns of theoretical clarification. Yet like any arcane science which necessarily pushes beyond the shifting boundaries of sensory experience, beyond conventional concepts of inductive reasoning and mundane reality, it reaffirms at every point its vital connection with the universal search for meaning and deliverance from bondage to shared illusions. It is a summons to systematic self-mastery which can aspire to the summits of gnosis.

The actual text as it has come down to the present may not be exactly what Patanjali penned. Perhaps he reformulated in terse aphoristic language crucial insights found in time-honoured but long-forgotten texts. Perhaps he borrowed terms and phrases from diverse schools of thought and training. References to breath control, pranayama, can be found in the oldest Upanishads, and the lineaments of systems of Yoga may be discerned in theMaitrayana, Shvetashvatara and Katha Upanishads, and veiled instructions are given in the "Yoga" Upanishads – Yogatattva, Dhyanabindu, Hamsa, Amritanada, Shandilya, Varaha, Mandala Brahmana, Nadabindu and Yogakundali – though a leaning towards Sankhya metaphysics occurs only in the Maitrayana. The Mahabharata mentions the Sankhya and the Yoga as ancient systems of thought. Hiranyagarbha is traditionally regarded as the propounder of Yoga, just as Kapila is known as the original expounder of Sankhya. The Ahirbudhnya states that Hiranyagarbha disclosed the entire science of Yoga in two texts – the Nirodha Samhita and the Karma Samhita. The former treatise has been called the Yoganushasanam, and Patanjali also begins his work with the same term. He also stresses nirodha in the first section of his work.

In general, the affinities of the Yoga Sutras with the texts of Hiranyagarbha suggest that Patanjali was an adherent of the Hiranyagarbha school of Yoga, and yet his own manner of treatment of the subject is distinctive. His reliance upon the fundamental principles of Sankhya entitle him to be considered as also belonging to the Sankhya Yoga school. On the other hand, the significant variations of the later Sankhya of Ishvarakrishna from older traditions of proto-Sankhya point to the advantage of not subsuming the Yoga Sutras under broader systems. The author of Yuktidipika stresses that for Patanjali there are twelve capacities, unlike Ishvarakrishna's thirteen, that egoity is not a separate principle for Patanjali but is bound up with intellect and volition. Furthermore, Patanjali held that the subtle body is created anew with each embodiment and lasts only as long as a particular embodiment, and also that the capacities can only function from within. Altogether, Patanjali's work provides a unique synthesis of standpoints and is backed by the testimony of the accumulated wisdom derived from the experiences of many practitioners and earlier lineages of teachers.

Some scholars and commentators have speculated that Patanjali wrote only the first three padas of the Yoga Sutras, whilst the exceptionally short fourth pada was added later. Indeed, as early as the writings of King Bhoja, one verse in the fourth pada (IV. 16) was recognized asa line interpolated from Vyasa's seventh commentary in which he dissented from Vijnanavadin Buddhists. Other interpolations may have occurred even in the first three padas, such as III.22, which some classical commentators questioned. The fact that the third pada ends with the word iti ("thus", "so", usually indicating the end of a text), as it does at the end of the fourth pada, might suggest that the original contained only three books. However, the philosophical significance of the fourth pada is such that the coherence of the entire text need not be questioned on the basis of inconclusive speculations.

Al-Biruni translated into Arabic a book he called Kitab Patanjal (The Book of Patanjali), which he said was famous throughout India. Although his text has an aim similar to the Yoga Sutras and uses many of the same concepts, it is more theistic in its content and even has a slightly Sufi tone. It is not the text now known as the Yoga Sutras, but it may be a kind of paraphrase popular at the time, rather like the Dnyaneshwari, which stands both as an independent work and a helpful restatement of the Bhagavad Gita. The Kitab translated by al-Biruni illustrates the pervasive influence of Patanjali's work throughout the Indian subcontinent.

For the practical aspirant to inner tranquillity and spiritual realization, the recurring speculations of scholars and commentators, stimulated by the lack of exact historical information about the author and the text, are of secondary value. Whatever the precise details regarding the composition of the treatise as it has come down through the centuries, it is clearly an integrated whole, every verse of which is helpful not only for theoretical understanding but also for sustained practice. The Yoga Sutras constitutes a complete text on meditation and is invaluable in that every sutra demands deep reflection and repeated application. Patanjali advocated less a doctrinaire method than a generous framework with which one can make experiments with truth, grow in comprehension and initiate progressive awakenings to the supernal reality of the Logos in the cosmos.

The word yoga is derived from the Sanskrit verbal root yuj, "to yoke" or "to join", related to the Latin jungere, "to join", "to unite". In its broadest usages it can mean addition in arithmetic; in astronomy it refers to the conjunction of stars and planets; in grammar it is the joining of letters and words. In Mimamsa philosophy it indicates the force of a sentence made up of united words, whilst in Nyaya logic it signifies the power of the parts taken together. In medicine it denotes the compounding of herbs and other substances. In general, yoga and viyoga pertain to the processes of synthesis and analysis in both theoretical and applied sciences. Panini distinguishes between the root yuj in the sense of concentration (samadhi) and yujir in the sense of joining or connecting. Buddhists have used the term yoga to designate the withdrawal of the mind from all mental and sensory objects. Vaishesika philosophy means by yoga the concentrated attention to a single subject through mental abstraction from all contexts. Whereas the followers of Ramanuja use the term to depict the fervent aspiration to join one's ishtadeva or chosen deity, Vedanta chiefly uses the term to characterize the complete union of the human soul with the divine spirit, a connotation compatible with its use in Yoga philosophy. In addition, Patanjali uses the term yoga to refer to the deliberate cessation of all mental modifications.

Every method of self-mastery, the systematic removal of ignorance and the progressive realization of Truth, can be called yoga, but in its deepest sense it signifies the union of one's apparent and fugitive self with one's essential nature and true being, or the conscious union of the embodied self with the Supreme Spirit. The Maitrayana Upanishad states:

Carried along by the waves of the qualities darkened in his imagination, unstable, fickle, crippled, full of desires, vacillating, he enters into belief, believing I am he, this is mine, and he binds his self by his self as a bird with a net. Therefore a man, being possessed of will, imagination and belief, is a slave, but he who is the opposite is free. For this reason let a man stand free from will, imagination and belief. This is the sign of liberty, this is the path that leads to brahman, this is the opening of the door, and through it he will go to the other shore of darkness.

Thus, yoga refers to the removal of bondage and the consequent attainment of true spiritual freedom. Whenever yoga goes beyond this and actually implies the fusion of an individual with his ideal, whether viewed as his real nature, his true self or the universal spirit, it is gnostic self-realization and universal self-consciousness, a selfsustaining state of serene enlightenment. Patanjali's metaphysical and epistemological debt to Sankhya is crucial to a proper comprehension of the Yoga Sutras, but his distinct stress on praxis rather than theoria shows a deep insight of his own into the phases and problems that are encountered by earnest practitioners of Yoga. His chief concern was to show how and by what means the spirit, trammelled in the world of matter, can withdraw completely from it and attain total emancipation by transforming matter into its original state and thus realize its own pristine nature. This applies at all levels of self-awakening, from the initial cessation of mental modifications, through degrees of meditative absorption, to the climactic experience of spiritual freedom.

Patanjali organized the Yoga Sutras into four padas or books which suggest his architectonic intent. Samadhi Pada, the first book, deals with concentration of mind (samadhi), without which no serious practice of Yoga is possible. Since samadhi is necessarily experiential, this pada explores the hindrances to and the practical steps needed to achieve alert quietude. Both restraint of the senses and of the discursive intellect are essential for samadhi. Having set forth what must be done to attain and maintain meditative absorption, the second book, Sadhana Pada, provides the method or means required to establish full concentration. Any effort to subdue the tendency of the mind to become diffuse, fragmented or agitated demands a resolute, consistent and continuous practice of self-imposed, steadfast restraint, tapas, which cannot become stable without a commensurate disinterest in all phenomena. This relaxed disinterestedness, vairagya, has nothing to do with passive indifference, positive disgust, inert apathy or feeble-minded ennui as often experienced in the midst of desperation and tension in daily affairs. Those are really the self-protective responses of one who is captive to the pleasure-pain principle and is deeply vulnerable to the flux of events and the vicissitudes of fortune. Vairagya implies a conscious transcendence of the pleasure-pain principle through a radical reappraisal of expectations, memories and habits. The pleasure-pain principle, dependent upon passivity, ignorance and servility for its operation, is replaced by a reality principle rooted in an active, noetic apprehension of psycho-spiritual causation. Only when this impersonal perspective is gained can the yogin safely begin to alter significantly his psycho-physical nature through breath control, pranayama, and other exercises.

The third book, Vibhuti Pada, considers complete meditative absorption, sanyama, its characteristics and consequences. Once calm, continuous attention is mastered, one can discover an even more transcendent mode of meditation which has no object of cognition whatsoever. Since levels of consciousness correspond to planes of being, to step behind the uttermost veil of consciousness is also to rise above all manifestations of matter. From that wholly transcendent standpoint beyond the ever-changing contrast between spirit and matter, one may choose any conceivable state of consciousness and, by implication, any possible material condition. Now the yogin becomes capable of tapping all the siddhis or theurgic powers. These prodigious mental and moral feats are indeed magical, although there is nothing miraculous or even supernatural about them. They represent the refined capacities and exalted abilities of the perfected human being. Just as any person who has achieved proficiency in some specialized skill or knowledge should be careful to use it wisely and precisely, so too the yogin whose spiritual and mental powers may seem practically unlimited must not waste his energy or misuse his hard-won gifts. If he were to do so, he would risk getting entangled in worldly concerns in the myriad ways from which he had sought to free himself. Instead, the mind must be merged into the inmost spirit, the result of which is kaivalya, steadfast isolation or eventual emancipation from the bonds of illusion and the meretricious glamour of terrestrial existence.

In Kaivalya Pada, the fourth book which crowns the Yoga Sutras, Patanjali conveys the true nature of isolation or supreme spiritual freedom insofar as it is possible to do so in words. Since kaivalya is the term used for the sublime state of consciousness in which the enlightened soul has gone beyond the differentiating sense of "I am", it cannot be characterized in the conceptual languages that are dependent on the subject-object distinction. Isolation is not nothingness, nor is it a static condition. Patanjali throws light on this state of gnosis by providing a metaphysical and metapsychological explanation of cosmic and human intellection, the operation of karma and the deep-seated persistence of the tendency of selflimitation. By showing how the suppression of modifications of consciousness can enable it to realize its true nature as pure potential and master the lessons of manifested Nature, he intimates the immense potency of the highest meditations and the inscrutable purpose of cosmic selfhood.

The metapsychology of the Yoga Sutras bridges complex metaphysics and compelling ethics, creative transcendence and critical immanence, in an original, inspiring and penetrating style, whilst its aphoristic method leaves much unsaid, throwing aspirants back upon themselves with a powerful stimulus to self-testing and self-discovery. Despite his sophisticated use of Sankhya concepts and presuppositions, Patanjali's text has a universal appeal for all ardent aspirants to Raja Yoga. He conveys the vast spectrum of consciousness, diagnoses the common predicament of human bondage to mental ailments, and offers practical guidance on the arduous pathway of lifelong contemplation that could lead to the summit of self-mastery and spiritual freedom.

Hermes, January 1989
by Raghavan Iyer

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